Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 31 Jan 2019)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (31 Jan 2018 to 18 Feb 2026)
    • CF30 Customer (25 Feb 2013 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 26 Nov 2012)
    • CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Dec 2005 to 12 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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