Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (7 Mar 2018 to 6 Mar 2021)
    • [FCA CF] Client dealing (3 Jan 2017 to 24 Jul 2023)
    • [FCA CF] Manager of certification employee (3 Jan 2017 to 24 Jul 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (7 Mar 2018 to 6 Mar 2021)
    • [FCA CF] Client dealing (3 Jan 2017 to 24 Jul 2023)
    • [FCA CF] Manager of certification employee (3 Jan 2017 to 24 Jul 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (29 Jul 2013 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (5 Mar 2009 to 20 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.