Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 4 Oct 2021)
- CF1 Director (AR) (since 12 Jul 2021)
- CF30 Customer (since 12 Jul 2021)
-
Hamilton Knight Associates Ltd
FRN 950624
- (1)Employed By (since 12 Jul 2021)
-
- (3)Employed By (1 Oct 1998 to 7 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.