Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 15 Feb 2024)
    • CF30 Customer (since 26 Jan 2024)
    • CF1 Director (AR) (since 26 Jan 2024)
  • H&F Partners Ltd

    FRN 1006661

    • (1)Employed By (since 26 Jan 2024)
  • Orme Financial Services Ltd (no longer approved here)

    FRN 431033

    • [FCA CF] Functions requiring qualifications (16 Jul 2021 to 8 Sep 2023)
    • [FCA CF] Client dealing (16 Jul 2021 to 8 Sep 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (20 Mar 2020 to 24 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jun 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (495)Employed By (20 Mar 2020 to 24 Jun 2021)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (14 Jun 2013 to 24 Jun 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (17 May 2012 to 24 Jun 2021)
  • Charles Derby Associates Wealth Management Ltd (no longer approved here)

    FRN 513083

    • Employed By (17 May 2012 to 24 Jun 2021)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (1 Nov 2007 to 13 Jan 2009)
    • CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Feb 2006 to 25 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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