Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 15 Feb 2024)
- CF30 Customer (since 26 Jan 2024)
- CF1 Director (AR) (since 26 Jan 2024)
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H&F Partners Ltd
FRN 1006661
- (1)Employed By (since 26 Jan 2024)
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- [FCA CF] Functions requiring qualifications (16 Jul 2021 to 8 Sep 2023)
- [FCA CF] Client dealing (16 Jul 2021 to 8 Sep 2023)
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- CF30 Customer (20 Mar 2020 to 24 Jun 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jun 2021)
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- (495)Employed By (20 Mar 2020 to 24 Jun 2021)
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- Employed By (14 Jun 2013 to 24 Jun 2021)
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- CF30 Customer (17 May 2012 to 24 Jun 2021)
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- Employed By (17 May 2012 to 24 Jun 2021)
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- CF30 Customer (1 Nov 2007 to 13 Jan 2009)
- CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Feb 2006 to 25 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.