Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tyler Capital Limited (no longer approved here)

    FRN 844580

    • SMF2 Chief Finance (24 Jan 2020 to 28 Jan 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Feb 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Feb 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (21 Oct 2004 to 13 Mar 2006)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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