Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Aug 2022)
    • [FCA CF] Client dealing (since 14 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 14 Jul 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 14 Aug 2018)
    • Employed By (since 14 Aug 2018)
  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 197340

    • CF30 Customer (13 Nov 2014 to 17 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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