Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Cooper Parry Wealth Limited
FRN 197193
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 1 Aug 2022)
- [FCA CF] Client dealing (since 14 Jul 2020)
- [FCA CF] Functions requiring qualifications (since 14 Jul 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 14 Aug 2018)
-
Cooper Parry Wealth (TW) Limited
FRN 712571
- Employed By (since 14 Aug 2018)
-
- CF30 Customer (13 Nov 2014 to 17 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.