Abigail Emma Rotheroe

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Snowball Impact Management Limited (no longer approved here)
FRN 948779
- SMF3 Executive Director (4 Mar 2022 to 2 Sep 2022)
The Fund Incubator Limited (no longer approved here)
FRN 208716
- [FCA CF] Client dealing (17 Dec 2021 to 14 Oct 2022)
- CF1 Director (AR) (28 Jun 2021 to 4 Mar 2022)
- CF30 Customer (28 Jun 2021 to 4 Mar 2022)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF27 Investment Management (1 Dec 2001 to 21 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.