Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- SMF4 Chief Risk (since 2 Jun 2025)
- [FCA CF] Manager of certification employee (24 Sep 2025 to 15 Jan 2026)
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- [FCA CF] Material risk taker (18 Oct 2024 to 7 Mar 2025)
- [FCA CF] Significant management (22 May 2024 to 7 Mar 2025)
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- [FCA CF] Material risk taker (18 Oct 2024 to 7 Mar 2025)
- [FCA CF] Significant management (22 May 2024 to 7 Mar 2025)
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- SMF4 Chief Risk (2 Jul 2024 to 7 Mar 2025)
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- SMF4 Chief Risk (12 Jul 2021 to 30 Sep 2022)
- [FCA CF] Manager of certification employee (24 Aug 2017 to 12 Jul 2021)
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- CF30 Customer (1 Nov 2007 to 7 Mar 2011)
- CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2003)
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- CF30 Customer (1 Nov 2007 to 7 Mar 2011)
- CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.