Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kotak Mahindra (UK) Limited (no longer approved here)

    FRN 171837

    • CF3 Chief Executive (4 Jan 2011 to 1 Aug 2017)
    • CF30 Customer (1 Nov 2007 to 1 Aug 2017)
    • CF27 Investment Management (25 Apr 2006 to 31 Oct 2007)
    • CF26 Customer Trading (25 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Apr 2006 to 31 Oct 2007)
    • CF1 Director (16 Dec 2005 to 1 Aug 2017)
    • CF2 Non Executive Director (6 Dec 2005 to 16 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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