Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2023 to 10 Apr 2024)
    • [FCA CF] Client dealing (1 Jan 2021 to 10 Apr 2024)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Apr 2024)
    • CF30 Customer (24 Jul 2015 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (17 Jul 2014 to 12 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.