Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF30 Customer (since 23 Feb 2026)
- CF1 Director (AR) (since 23 Feb 2026)
- [FCA CF] Client dealing (since 19 Dec 2025)
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D3T Capital LTD
FRN 1050457
- Employed By (since 23 Feb 2026)
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- [FCA CF] Client dealing (16 Sep 2021 to 12 Nov 2021)
- CF30 Customer (24 Apr 2019 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.