Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of Montreal
FRN 124788
- [FCA CF] Material risk taker (since 1 Jun 2022)
- [FCA CF] Client dealing (since 23 Aug 2021)
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BMO Capital Markets Limited
FRN 170937
- [FCA CF] Material risk taker (since 1 Jun 2022)
- [FCA CF] Client dealing (since 23 Aug 2021)
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- [FCA CF] Proprietary trader (9 Dec 2019 to 22 Sep 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 22 Sep 2020)
- [FCA CF] Algorithmic trading (9 Dec 2019 to 22 Sep 2020)
- CF30 Customer (15 Mar 2018 to 8 Dec 2019)
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- CF30 Customer (25 Sep 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.