Abel Elizalde Tapiz

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goldman Sachs International Bank
FRN 124659
- [FCA CF] Client dealing (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
- CF30 Customer (29 Sep 2015 to 6 Mar 2016)
Goldman Sachs International
FRN 142888
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
- [FCA CF] Manager of certification employee (since 31 May 2019)
- [FCA CF] Client dealing (since 7 Mar 2016)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (19 Dec 2012 to 21 Aug 2015)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (2 Jun 2008 to 1 Dec 2012)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (2 Jun 2008 to 1 Dec 2012)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (1 Nov 2007 to 30 Dec 2009)
- CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.