Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 6 Mar 2024)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 28 Nov 2023)
- CF30 Customer (1 Nov 2007 to 19 Nov 2012)
- CF22 Investment Adviser (Trainee) (26 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.