Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 18 Apr 2024)
- CF30 Customer (since 18 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 27 Feb 2024)
- [FCA CF] Client dealing (since 27 Feb 2024)
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Efficient Financial Planning Limited
FRN 1012412
- (2)Employed By (since 18 Apr 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Feb 2024)
- CF30 Customer (25 Feb 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.