Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 17 Mar 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 Aug 2020)
- CF10 Compliance Oversight (29 Apr 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (29 Apr 2014 to 4 Nov 2019)
- CF1 Director (21 Feb 2013 to 11 Jul 2013)
- CF28 Systems and controls (13 Mar 2009 to 10 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.