Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Jan 2021)
    • CF10 Compliance Oversight (22 Oct 2018 to 8 Dec 2019)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Jan 2021)
    • CF10 Compliance Oversight (22 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.