Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 15 Dec 2016)
    • [FCA CF] Manager of certification employee (since 15 Dec 2016)
    • [FCA CF] Material risk taker (since 15 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Dec 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (11 Jul 2011 to 11 Jun 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 9 May 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.