Abdallah Guezour

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited

    FRN 119348

    • [FCA CF] Manager of certification employee (since 1 Oct 2020)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Material risk taker (22 Oct 2021 to 1 Nov 2021)
    • CF29 Significant management (8 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Schroder Investment Management North America Limited

    FRN 144543

    • [FCA CF] Manager of certification employee (since 1 Oct 2020)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Material risk taker (1 Oct 2020 to 18 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.