Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (21 May 2013 to 8 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF30 Customer (29 Dec 2010 to 10 Jan 2013)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (29 Dec 2010 to 10 Jan 2013)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF30 Customer (2 Dec 2010 to 11 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

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