Aashit Kiran Hirji Shah

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wharton Asset Management UK LLP (no longer approved here)

    FRN 466199

    • CF13 Finance
    • CF27 Investment Management
    • CF10 Compliance Oversight (28 Feb 2008 to 29 Jan 2010)
    • CF11 Money Laundering Reporting (28 Feb 2008 to 29 Jan 2010)
    • CF28 Systems and controls (28 Feb 2008 to 29 Jan 2010)
    • CF30 Customer (28 Feb 2008 to 29 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.