Aashish Shah

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company

    FRN 122287

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Jul 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (1 Sep 2021 to 31 May 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (13 Oct 2011 to 24 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

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