Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 16 Apr 2020)
- CF1 Director (AR) (since 8 Apr 2020)
- CF30 Customer (since 8 Apr 2020)
- [FCA CF] Client dealing (20 Dec 2019 to 3 Jul 2023)
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A2 Advice Ltd
FRN 922124
- (2)Employed By (since 8 Apr 2020)
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- CF30 Customer (9 Jan 2012 to 7 Jun 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.