Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2022)
    • [FCA CF] Client dealing (since 6 Mar 2018)
    • [FCA CF] Manager of certification employee (since 6 Mar 2018)
    • CF30 Customer (29 Jan 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 5 Nov 2014)
    • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Mar 2007 to 17 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.