Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Investec Bank PLC
FRN 172330
- [FCA CF] Material risk taker (since 1 Apr 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2022)
- [FCA CF] Client dealing (since 6 Mar 2018)
- [FCA CF] Manager of certification employee (since 6 Mar 2018)
- CF30 Customer (29 Jan 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 5 Nov 2014)
- CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Mar 2007 to 17 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.