Aaron Thomas Guilder

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vision Independent Financial Planning Ltd
FRN 487395
- SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jun 2022)
Rathbones Investment Management Limited
FRN 116316
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2020)
RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 144266
- SMF17 Money Laundering Reporting Officer (MLRO) (24 Jun 2022 to 2 Dec 2024)
Brooks Macdonald Asset Management Limited (no longer approved here)
FRN 184918
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2020)
- CF10 Compliance Oversight (13 Feb 2017 to 15 Aug 2019)
- CF11 Money Laundering Reporting (13 Feb 2017 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.