Aaron Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Courtiers Investment Services Limited

    FRN 124995

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 3 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2024)
    • [FCA CF] Material risk taker (3 Jan 2024 to 21 Jan 2026)
  • Brunswick Investment Management Limited

    FRN 618199

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 6 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 6 Jun 2023)
    • [FCA CF] Material risk taker (since 6 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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