Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 Jun 2021)
    • [FCA CF] Manager of certification employee (since 15 Jun 2021)
    • CF26 Customer Trading (16 Jun 2003 to 15 Aug 2005)
    • CF21 Investment Adviser (1 Aug 2002 to 15 Aug 2005)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (5 May 2011 to 17 Dec 2016)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (12 Nov 2007 to 18 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.