Aaron Searl

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 13 Aug 2021)
    • CF30 Customer (since 29 Jul 2021)
    • CF30 Customer (7 Aug 2013 to 25 Jul 2019)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (359)Employed By (since 29 Jul 2021)
    • (537)Employed By (7 Aug 2013 to 25 Jul 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (9 Aug 2019 to 30 Jun 2021)
    • CF1 Director (AR) (9 Aug 2019 to 30 Jun 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Dec 2009 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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