Aaron Peter Eriskin

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascend Wealth Management Ltd

    FRN 948018

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 18 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 18 Oct 2021)
    • [FCA CF] Client dealing (since 18 Oct 2021)
    • SMF16 Compliance Oversight (since 18 Oct 2021)
    • Responsible for Insurance Distribution (since 18 Oct 2021)
  • SERENITY FINANCIAL PLANNING LTD (no longer approved here)

    FRN 452299

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Nov 2021)
    • CF30 Customer (6 Apr 2019 to 8 Dec 2019)
  • Walter & Partners Ltd (no longer approved here)

    FRN 657395

    • CF10 Compliance Oversight (22 Oct 2018 to 1 Apr 2019)
    • CF11 Money Laundering Reporting (13 Feb 2017 to 1 Apr 2019)
    • CF1 Director (AR) (21 May 2015 to 30 Jun 2016)
    • CF30 Customer (1 Apr 2015 to 1 May 2019)
    • CF1 Director (1 Apr 2015 to 1 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.