Aaron Ashley Overy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

bfinance UK Limited (no longer approved here)
FRN 479969
- [FCA CF] Client dealing (9 Jan 2023 to 9 May 2024)
Carne International Financial Services (UK) Limited (no longer approved here)
FRN 823316
- [FCA CF] Client dealing (8 Sep 2021 to 15 Dec 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 8 Sep 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2021)
- CF30 Customer (22 Aug 2019 to 8 Dec 2019)
Northern Trust Global Investments Limited (no longer approved here)
FRN 191916
- CF30 Customer (28 Apr 2016 to 6 Dec 2017)
The Northern Trust Company (no longer approved here)
FRN 122020
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (16 Mar 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.