Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SB Investment Advisers (UK) Limited (no longer approved here)

    FRN 785149

    • [FCA CF] Material risk taker (9 Dec 2020 to 14 Nov 2024)
    • [FCA CF] Significant management (9 Dec 2020 to 14 Nov 2024)
    • SMF2 Chief Finance (9 Dec 2019 to 31 Jul 2020)
    • CF28 Systems and controls (21 May 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 21 Apr 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

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