Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (9 Dec 2020 to 14 Nov 2024)
- [FCA CF] Significant management (9 Dec 2020 to 14 Nov 2024)
- SMF2 Chief Finance (9 Dec 2019 to 31 Jul 2020)
- CF28 Systems and controls (21 May 2019 to 8 Dec 2019)
-
- [FCA CF] Client dealing (7 Mar 2016 to 21 Apr 2016)
- [FCA CF] Material risk taker (7 Mar 2016 to 24 Nov 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.