Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Manager of certification employee (since 1 Sep 2024)
- [FCA CF] Client dealing (since 2 Aug 2021)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Oct 2024)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Manager of certification employee (since 1 Sep 2024)
- [FCA CF] Client dealing (since 2 Aug 2021)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Oct 2024)
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- [FCA CF] Client dealing (29 Jul 2019 to 20 Apr 2021)
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- [FCA CF] Material risk taker (1 Jun 2019 to 20 Apr 2021)
- [FCA CF] Client dealing (1 Sep 2016 to 20 Apr 2021)
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- CF30 Customer (14 Oct 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.