Zurich Assurance Ltd

• Principal Place of Business

  Unity Place

  1 Carfax Close

  Swindon

  Wiltshire

  SN1 1AP

  UNITED KINGDOM

  Phone

  +441793514514

  Web

  https://www.zurich.co.uk

• Complaints Contact

  Unity Place

  1 Carfax Close

  Swindon

  Wiltshire

  SN1 1AP

  UNITED KINGDOM

  Phone

  +441793514514

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health, Sickness

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health, Sickness

• Consumer Loans

• Runs Stakeholder Pensions

  For Professional, Retail (Investment), Life Policy, Stakeholder pension scheme, Unit

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Geoffrey Butcher

  IRN GXB70570

  • [FCA CF] Material risk taker (20 May 2020 to 18 Oct 2023)
  • [FCA CF] Significant management (10 Dec 2018 to 18 Oct 2023)
• Geoffrey Malcolm Rothwell

  IRN GXR01148

  • CF11 Money Laundering Reporting (1 Dec 2001 to 12 Jul 2005)
• Geoffrey Martin Riddell

  IRN GMR01028

  • CF2 Non Executive Director (11 Aug 2009 to 2 Jul 2010)
• George Edward Arnold

  IRN GEA01007

  • CF10 Compliance Oversight (1 Dec 2001 to 24 Sep 2003)
• Georgina Kaye Fleet

  IRN GXF00264

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jul 2025)
  • SMF16 Compliance Oversight (since 1 Jul 2025)
• Gillian Richardson

  IRN GXR70571

  • [FCA CF] Functions requiring qualifications (3 Jul 2019 to 1 Mar 2022)
• Graham Stirling Boffey

  IRN GSB01058

  • CF29 Significant management (7 Mar 2018 to 9 Dec 2018)
• Greg Wenzerul

  IRN GXW70572

  • [FCA CF] Material risk taker (since 20 May 2020)
  • [FCA CF] Significant management (since 10 Dec 2018)
• Heather Lauder

  IRN HLR01015

  • Director of firm who is not a certification employee or a SMF manager (since 3 Aug 2021)
• Helen Morgan

  IRN HXM00063

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)

• Eagle Star Direct Services Limited (no longer appointed)

  FRN 201534 · Appointed 3 Dec 1999 · Until 31 Mar 2005

• Bristol & West Property Services Limited (no longer appointed)

  FRN 164899 · Appointed 14 Mar 1989 · Until 15 Aug 2003

No changes recorded yet.