Date authorised
1 April 2013
Companies House
OC356782
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Ives Street
    London
    SW3 2ND
    UNITED KINGDOM
    Phone
    +442079473400
  • Complaints Contact

    26 Ives Street
    London
    SW3 2ND
    UNITED KINGDOM
    Phone
    +4402079473400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Ridd

    IRN GXR00069

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Gerhard Swart

    IRN GXS01904

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (23 Dec 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Dec 2013 to 8 Dec 2019)
  • John Higelin

    IRN JXH00333

    • [FCA CF] Material risk taker (since 2 Jan 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Lee Shamai Moscovitch

    IRN LXM01168

    • CF30 Customer (13 Jun 2011 to 15 Aug 2014)
  • Massimo Fedele Nicola Resta

    IRN MFR01025

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Michaela Friederike Harvie-Clark

    IRN MFH01075

    • CF30 Customer (7 Mar 2019 to 8 Dec 2019)
  • Nathan Alexander Medlock

    IRN NAM01095

    • SMF27 Partner (9 Dec 2019 to 21 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2025)
    • CF30 Customer (8 Sep 2014 to 8 Dec 2019)
    • CF4 Partner (8 Sep 2014 to 8 Dec 2019)
  • Norris Ann Patterson Novak

    IRN NAN01029

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (25 May 2016 to 8 Dec 2019)
  • Patrick Shuttleworth

    IRN PXS02282

    • CF30 Customer (22 Apr 2013 to 23 Jan 2015)
  • Richard Pereira

    IRN RXP01470

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (13 Jun 2011 to 8 Dec 2019)
    • CF28 Systems and controls (13 Jun 2011 to 8 Dec 2019)
    • CF4 Partner (13 Jun 2011 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.