Date authorised
1 April 2013
Companies House
03483223
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Birchin Court 5th Floor
    19-25 Birchin Lane
    London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +441565748800
  • Complaints Contact

    Birchin Court 5th Floor
    Birchin Court
    20 Birchin Lane
    London
    City Of London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +441565748800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brit Tedesco

    IRN BXT00425

    • SMF16 Compliance Oversight (13 Dec 2023 to 8 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Dec 2023 to 8 May 2024)
  • Charles Peter Nigel Filmer

    IRN CPF01036

    • [FCA CF] Client dealing (11 Jul 2023 to 8 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 8 May 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 May 2024)
    • CF1 Director (24 Mar 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (24 Mar 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (24 Mar 2005 to 30 Sep 2018)
  • Christopher David Holloway

    IRN CDH01070

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (10 Feb 2017 to 1 Aug 2017)
    • Responsible for Insurance Mediation (24 Mar 2005 to 1 Aug 2017)
    • CF2 Non Executive Director (24 Mar 2005 to 27 Jan 2017)
  • David Rudge

    IRN DXR00274

    • SMF1 Chief Executive (since 27 Sep 2024)
    • Responsible for Insurance Distribution (since 27 Sep 2024)
    • SMF3 Executive Director (since 27 Sep 2024)
  • Elliot Shave

    IRN EPS01025

    • CF1 Director (8 Mar 2016 to 23 Feb 2017)
  • Helen Ann Jones

    IRN HAJ01028

    • [FCA CF] Client dealing (since 22 Mar 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Apr 2017 to 8 Dec 2019)
  • Marc Maitland Farror

    IRN MMF01037

    • CF1 Director (6 Apr 2016 to 8 Feb 2017)
  • Marc Simon Cane

    IRN MSC01074

    • SMF3 Executive Director (5 Jan 2023 to 29 Sep 2023)
    • SMF16 Compliance Oversight (5 Jan 2023 to 29 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Jan 2023 to 29 Sep 2023)
  • Nicholas Barker

    IRN NXB01555

    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2023)
    • CF1 Director (14 Mar 2017 to 8 Dec 2019)
  • Richard Franklin O'Hagan

    IRN RFO01013

    • CF1 Director (11 Oct 2016 to 23 Feb 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.