Zeal Capital Market (UK) Limited

• Principal Place of Business

  1 Royal Exchange

  London

  EC3V 3DG

  UNITED KINGDOM

  Phone

  +442071579968

  Web

  https://www.zfx.co.uk

• Complaints Contact

  1 Royal Exchange

  London

  EC3V 3DG

  UNITED KINGDOM

  Phone

  +442071579968

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• David Elu

  IRN DXE00152

  • SMF16 Compliance Oversight (since 27 Oct 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Oct 2022)
• Geoffrey Walsh

  IRN GXW01189

  • CF2 Non Executive Director (4 Sep 2017 to 8 Dec 2019)
• George Ndidi Ogunka

  IRN GNO01005

  • [FCA CF] Significant management (12 Oct 2020 to 31 Oct 2021)
  • [FCA CF] CASS oversight function (12 Oct 2020 to 25 Jun 2021)
• Malini Chambers

  IRN MXP01317

  • CF30 Customer (4 Sep 2017 to 19 Oct 2017)
• Man Chung Tsui

  IRN MXT01821

  • CF1 Director (4 Sep 2017 to 22 Jul 2019)
• Nazeer Datoobhoy

  IRN NXD01272

  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2020)
  • SMF3 Executive Director (9 Dec 2019 to 15 Jan 2020)
  • CF1 Director (4 Sep 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Sep 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Sep 2017 to 8 Dec 2019)
• Paul John Chenery

  IRN PXC36247

  • [FCA CF] Client dealing (since 29 Aug 2025)
  • SMF3 Executive Director (since 24 Dec 2020)
  • Director of firm who is not a certification employee or a SMF manager (16 Jan 2021 to 25 Jun 2021)
  • [FCA CF] Significant management (16 Jan 2020 to 25 Jun 2021)
• Shoaib Lakhany

  IRN SXL01168

  • SMF1 Chief Executive (9 Dec 2019 to 4 Feb 2020)
  • SMF3 Executive Director (9 Dec 2019 to 4 Feb 2020)
  • CF30 Customer (29 Nov 2017 to 8 Dec 2019)
  • CF3 Chief Executive (4 Sep 2017 to 8 Dec 2019)
  • CF1 Director (4 Sep 2017 to 8 Dec 2019)
• Tianbo Lu

  IRN TXL01287

  • [FCA CF] Manager of certification employee (27 Oct 2020 to 25 Jun 2021)
  • [FCA CF] Significant management (27 Oct 2020 to 31 Mar 2022)
• Yun Chen

  IRN YXC06811

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 25 Jun 2021)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 25 Jun 2021)
  • CF1 Director (30 Oct 2018 to 8 Dec 2019)
  • CF30 Customer (30 Oct 2018 to 8 Dec 2019)

No changes recorded yet.