Zaoui & Co Ltd

Date authorised
11 November 2014
Companies House
09111051
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Zaoui & Co Ltd
    23 Hill Street
    London
    Westminster
    W1J 5LW
    UNITED KINGDOM
    Phone
    +442072905580
    Web
    https://zaouico.com

  • Complaints Contact

    Zaoui & Co Ltd
    23 Hill Street
    London
    Westminster
    W1J 5LW
    UNITED KINGDOM
    Phone
    +442072905580

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicolas Charles Marie Antoine du Perier de Larsan

    IRN NCD01037

    • CF30 Customer (5 Feb 2016 to 1 Oct 2018)
  • Nima Rowshan

    IRN NXR00296

    • [FCA CF] Client dealing (1 Jan 2024 to 30 Jan 2026)
  • Pietro Sansone

    IRN PXS00998

    • [FCA CF] Client dealing (since 1 Jan 2026)
  • Serge Mouracade

    IRN SXM02269

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2014 to 8 Dec 2019)
  • Stephane Patrick Zeghbib

    IRN SPZ01002

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jun 2023)
    • CF30 Customer (11 Nov 2014 to 8 Dec 2019)
  • Thibaut Pierre Marie Plominski

    IRN TXP00103

    • [FCA CF] Client dealing (2 Feb 2020 to 29 Jan 2021)
  • Yoel Zaoui

    IRN YXZ01002

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (11 Nov 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (11 Nov 2014 to 8 Dec 2019)
    • CF1 Director (11 Nov 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.