Date authorised
1 April 2013
Companies House
07718776
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Kings Court
    Newmarket
    Suffolk
    CB8 7SG
    UNITED KINGDOM
    Phone
    +441638675991
  • Complaints Contact

    15 Kings Court
    Newmarket
    Suffolk
    CB8 7SG
    UNITED KINGDOM
    Phone
    +441638675991

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leigh Gordon Davis Smart

    IRN LGS00004

    • CF2 Non Executive Director (31 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Nov 2019)
    • CF3 Chief Executive (6 Jan 2012 to 31 Oct 2019)
    • CF1 Director (6 Jan 2012 to 31 Oct 2019)
    • Responsible for Insurance Mediation (6 Jan 2012 to 30 Sep 2018)
  • Nicholas James Carson

    IRN NXC00171

    • [FCA CF] Significant management (31 Mar 2021 to 6 Apr 2025)
    • [FCA CF] Client dealing (31 Mar 2021 to 6 Apr 2025)
  • Peter Foster

    IRN PXF01266

    • SMF3 Executive Director (since 7 Aug 2025)
  • Rebekah Glover

    IRN RXG00457

    • SMF3 Executive Director (28 Sep 2023 to 26 Dec 2025)
  • Ross Elliott

    IRN RXE00190

    • [FCA CF] Significant management (since 17 Feb 2025)
    • [FCA CF] Client dealing (since 17 Feb 2025)
  • Sara Carol Louise Caswell

    IRN SXC00488

    • [FCA CF] Client dealing (31 Mar 2021 to 30 Aug 2023)
    • [FCA CF] Significant management (31 Mar 2021 to 30 Aug 2023)
  • Shari Storey

    IRN SXS04036

    • [FCA CF] Significant management (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 1 Sep 2023)
  • Simon Christopher Miller

    IRN SCM01117

    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2025)
    • CF1 Director (1 Mar 2012 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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