Date authorised
4 October 2017
Companies House
10308260
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Mallow Street
    London
    Islington
    EC1Y 8RQ
    UNITED KINGDOM
    Phone
    +442038702604
  • Complaints Contact

    12 Mallow Street
    London
    Islington
    EC1Y 8RQ
    UNITED KINGDOM
    Phone
    +442038702604

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin David Levy

    IRN BXL00288

    • [FCA CF] Significant management (since 1 Mar 2026)
  • Carl Gustav Fritjofsson

    IRN CXF00139

    • Director of firm who is not a certification employee or a SMF manager (25 Mar 2021 to 24 Feb 2025)
  • Jacobus Daniel Oosthuizen

    IRN JXO00096

    • [FCA CF] Significant management (since 25 Mar 2021)
  • James Andrew Tate

    IRN JXT00264

    • [FCA CF] Significant management (25 Mar 2021 to 31 Oct 2021)
  • Jonathan Roomer

    IRN JXR00336

    • [FCA CF] Significant management (since 25 Mar 2021)
  • Joshua Noah Hart

    IRN JXH00541

    • SMF3 Executive Director (since 4 Nov 2022)
    • [FCA CF] Significant management (since 25 Mar 2021)
  • Keith Andrew Bale

    IRN KXB00233

    • [FCA CF] Significant management (since 25 Mar 2021)
  • Lauren Berkemeyer

    IRN LXB00247

    • [FCA CF] Significant management (since 25 Mar 2021)
  • Samuel Alexander Rubin

    IRN SAR01163

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2026)
    • CF3 Chief Executive (4 Oct 2017 to 8 Dec 2019)
    • CF1 Director (4 Oct 2017 to 8 Dec 2019)
  • Samuel Benjamin Fromson

    IRN SBF01020

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (4 Oct 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Oct 2017 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.