YFM Private Equity Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert Anthony Mattievich Whitaker
IRN RAW01080
- CF27 Investment Management (1 May 2003 to 1 Nov 2004)
Robert Gallagher
IRN RXG12577
- [FCA CF] Client dealing (since 19 Mar 2026)
Robert Graham Leake
IRN RGL01047
- CF30 Customer (1 Nov 2007 to 5 Apr 2017)
- CF27 Investment Management (21 May 2007 to 31 Oct 2007)
Roger Philip Pett
IRN RPP01031
- SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2022)
- CF2 Non Executive Director (3 Apr 2017 to 8 Dec 2019)
- CF1 Director (23 Apr 2012 to 27 May 2016)
- CF11 Money Laundering Reporting (22 Feb 2012 to 27 May 2016)
- CF10 Compliance Oversight (22 Feb 2012 to 27 May 2016)
Roshan James Puri
IRN RXP00192
- [FCA CF] Client dealing (since 20 Apr 2020)
- [FCA CF] Manager of certification employee (19 Aug 2022 to 16 Jul 2025)
Ross Simpson
IRN RXS03141
- [FCA CF] Client dealing (since 30 Mar 2026)
Roux Brits
IRN RXB02717
- [FCA CF] Client dealing (since 9 Mar 2020)
Simon Christopher Cleaver
IRN SCC01104
- CF30 Customer (1 Nov 2007 to 1 Feb 2013)
- CF27 Investment Management (15 Mar 2005 to 31 Oct 2007)
Simon Graham Griffiths
IRN SGG01018
- CF27 Investment Management (15 Apr 2004 to 18 Aug 2006)
Sophie Stanton
IRN SXS05209
- [FCA CF] Client dealing (since 19 Feb 2024)

Smaller firms operating under this firm's FCA authorisation.

Anthony Edward Williams (no longer appointed)
FRN 224635 · Appointed 28 Apr 2003 · Until 1 Nov 2004
Robert Whitaker (no longer appointed)
FRN 224634 · Appointed 28 Apr 2003 · Until 1 Nov 2004
Clarendon Fun Managers Limited (no longer appointed)
FRN 211347 · Appointed 23 Apr 2002 · Until 18 Sep 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.