Date authorised
1 April 2013
Companies House
06923395
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fountain Suite B
    Lynch Wood Park
    Lynch Wood
    Peterborough
    Cambridgeshire
    PE2 6FZ
    UNITED KINGDOM
    Phone
    +441733316100
  • Complaints Contact

    Fountain Suite B
    Lynch Wood Park
    Lynch Wood
    Peterborough
    Cambridgeshire
    PE2 6FZ
    UNITED KINGDOM
    Phone
    +441733316100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samuel O'Connor

    IRN SXO00142

    • [FCA CF] Significant management (since 1 Jul 2025)
    • [FCA CF] CASS oversight function (since 2 Sep 2021)
  • Samuel William Jackson

    IRN SWJ01019

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (29 Jun 2018 to 8 Dec 2019)
    • CF1 Director (1 Mar 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2018 to 8 Dec 2019)
  • Sian Hill

    IRN SXH00155

    • Director of firm who is not a certification employee or a SMF manager (since 7 Apr 2022)
  • Stephen William Cooke

    IRN SWC01027

    • SMF1 Chief Executive (6 Feb 2021 to 7 Jun 2021)
    • SMF3 Executive Director (6 Feb 2021 to 31 Dec 2021)
    • [FCA CF] Client dealing (22 Dec 2020 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (22 Dec 2020 to 31 Dec 2021)
    • CF2 Non Executive Director (29 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (17 Jul 2014 to 29 Jun 2018)
    • CF10 Compliance Oversight (25 Jun 2014 to 29 Jun 2018)
    • CF1 Director (26 Apr 2011 to 29 Jun 2018)
    • CF3 Chief Executive (26 Apr 2011 to 14 Oct 2015)
  • William Lawrance

    IRN WXL00116

    • [FCA CF] Significant management (since 1 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.