Date authorised
4 July 2016
Companies House
09415174
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    R7
    14-18 Handyside Street
    London
    N1C 4DN
    UNITED KINGDOM
    Phone
    +442031983300
  • Complaints Contact

    R7
    14-18 Handyside Street
    London
    N1C 4DN
    UNITED KINGDOM
    Phone
    +442031983422

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hans Buehler

    IRN HXB61792

    • SMF1 Chief Executive (31 Mar 2023 to 30 Jun 2025)
    • SMF3 Executive Director (31 Mar 2023 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (24 Aug 2022 to 24 May 2023)
    • [FCA CF] Significant management (24 Aug 2022 to 24 May 2023)
    • [FCA CF] Material risk taker (24 Aug 2022 to 24 May 2023)
  • Igor Vereshchetin

    IRN IXV01053

    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jan 2023)
    • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
  • Iurii Bednyi

    IRN YXB01131

    • CF30 Customer (9 Jul 2016 to 8 Dec 2019)
  • Jacob Metcalfe

    IRN JXM00611

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
  • James Gordon Bowler

    IRN JGB01151

    • CF28 Systems and controls (4 Jul 2016 to 22 Mar 2019)
  • James Webb

    IRN JXW01265

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Significant management (since 1 Jan 2025)
  • Jan Ivar Stromme

    IRN JIS00022

    • CF30 Customer (4 Jul 2016 to 16 Jun 2017)
  • Jeremy Lionel Lambert Smart

    IRN JLS01106

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (4 Jul 2016 to 8 Dec 2019)
  • Jigar Dinesh Patel

    IRN JDP01123

    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 4 Aug 2022)
    • CF30 Customer (11 Jul 2016 to 8 Dec 2019)
  • Jonathan Martyn Nye

    IRN JMN01075

    • SMF3 Executive Director (since 25 Sep 2025)
    • [FCA CF] Material risk taker (27 Jan 2022 to 25 Sep 2025)
    • [FCA CF] Manager of certification employee (27 Jan 2022 to 25 Sep 2025)
    • [FCA CF] Significant management (27 Jan 2022 to 25 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.