XPS Investment Limited

• Principal Place of Business

  Phoenix House

  1 Station Hill

  Reading

  Berkshire

  RG1 1NB

  UNITED KINGDOM

  Phone

  +441183130700

  Web

  https://www.xpsgroup.com

• Complaints Contact

  1 City Square

  Leeds

  LS1 2ES

  UNITED KINGDOM

  Phone

  +4401132440200

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Snowdon

  IRN JXS01354

  • CF30 Customer (8 Jul 2011 to 10 Jun 2013)
• Jordan Jack Harrison

  IRN JJH01200

  • [FCA CF] Client dealing (since 12 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• Joseph Anthony Howley

  IRN JXH00862

  • [FCA CF] Client dealing (since 1 Apr 2022)
• Joshua Pilley

  IRN JXP23720

  • [FCA CF] Manager of certification employee (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 17 May 2022)
• Julie Moores

  IRN JXM00421

  • SMF16 Compliance Oversight (since 7 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 May 2021)
• Karimah Burrows

  IRN KXB00424

  • [FCA CF] Client dealing (5 Sep 2022 to 26 Jan 2023)
• Kate Hillman

  IRN KXH00386

  • [FCA CF] Client dealing (31 Mar 2023 to 15 Jul 2024)
• Katherine Jane Lynas

  IRN KXL01471

  • CF30 Customer (16 May 2016 to 31 Oct 2018)
• Keith Peter Riley

  IRN KPR01018

  • CF30 Customer (6 Feb 2013 to 8 Dec 2019)
• Kenneth John McKelvey

  IRN KJM01073

  • CF2 Non Executive Director (17 Sep 2012 to 26 Jan 2018)

No changes recorded yet.