Xconnect Trading Limited

• Principal Place of Business

  6th Floor Basildon House

  7-11 Moorgate

  London

  EC2R 6AF

  UNITED KINGDOM

  Phone

  +4402070310610

  Web

  https://www.xconnectgroup.com

• Complaints Contact

  6th Floor Basildon House

  7-11 Moorgate

  London

  EC2R 6AF

  UNITED KINGDOM

  Phone

  +4402070310610

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractualy based investments)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Paul Loydall

  IRN JPL01038

  • CF21 Investment Adviser (28 Sep 2005 to 12 Jan 2006)
• Jonathan Philip Stokes

  IRN JXS01993

  • CF26 Customer Trading (23 Jun 2005 to 14 Sep 2005)
• Jonathon David Glassock

  IRN JDG01049

  • CF30 Customer (4 Apr 2017 to 31 Mar 2018)
• Joseph Anthony Phillips

  IRN JAP01089

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Mar 2018 to 8 Dec 2019)
• Justin Arthur Woodmansee

  IRN JAW01168

  • CF30 Customer (26 Jul 2012 to 28 Dec 2012)
• Justin James Watts

  IRN JJW01045

  • CF30 Customer (1 Nov 2007 to 25 Jan 2008)
  • CF26 Customer Trading (29 Mar 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (29 Mar 2007 to 31 Oct 2007)
• Karl Spencer Moore

  IRN KSM01024

  • CF30 Customer (21 Oct 2014 to 30 Sep 2015)
• Keith Albert Pascall

  IRN KXP01102

  • CF30 Customer (14 Jun 2013 to 27 Mar 2015)
• Keith Simon William Temperton

  IRN KST01022

  • CF30 Customer (19 Feb 2013 to 27 May 2014)
• Kevin Andrew Parker

  IRN KAP01038

  • CF30 Customer (1 Nov 2007 to 16 Dec 2010)
  • CF21 Investment Adviser (14 Apr 2005 to 31 Oct 2007)

• Xconnect USA Limited

  FRN 1021961 · Appointed 24 Jan 2025 · Tied agent

• Helix Securities LLP (no longer appointed)

  FRN 924305 · Appointed 9 Apr 2020 · Until 1 Nov 2021

• Xconnect Securities Europe Limited (no longer appointed)

  FRN 823917 · Appointed 22 Oct 2018 · Until 1 Nov 2021 · Tied agent

• Xconnect USA Ltd (no longer appointed)

  FRN 790498 · Appointed 4 Oct 2017 · Until 6 Feb 2020 · Tied agent

• Xconnect Securities Limited (no longer appointed)

  FRN 764651 · Appointed 16 Nov 2016 · Until 8 Nov 2017

• FCS Capital Markets Limited (no longer appointed)

  FRN 762803 · Appointed 26 Oct 2016 · Until 10 Jan 2018

No changes recorded yet.