Date authorised
1 April 2013
Companies House
03967717
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor, Hylo
    105 Bunhill Row
    London
    EC1Y 8LZ
    UNITED KINGDOM
    Phone
    +4403330146683
  • Complaints Contact

    900 Pavilion Drive
    Northampton
    Northamptonshire
    NN4 7RG
    UNITED KINGDOM
    Phone
    +4403330146683

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Theodoulou

    IRN JST01071

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
  • Jodi Cartwright

    IRN JAC01505

    • SMF18 Other Overall Responsibility (since 20 Jan 2025)
  • John Morris

    IRN JXM00530

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2021)
  • Julia Carolyn

    IRN JXC03465

    • [FCA CF] Manager of certification employee (since 13 Oct 2025)
  • Julie Fisher

    IRN JXF24648

    • Responsible for Insurance Distribution (since 29 Jun 2024)
    • SMF1 Chief Executive (since 29 Jun 2024)
    • SMF18 Other Overall Responsibility (24 Mar 2020 to 29 Jun 2024)
  • Katie Elizabeth Hodges

    IRN KXH00377

    • [FCA CF] Significant management (2 Feb 2023 to 29 Sep 2023)
  • Kevin Fleming

    IRN KXF01254

    • CF11 Money Laundering Reporting (18 Nov 2013 to 3 Oct 2014)
    • CF1 Director (30 Jul 2013 to 3 Oct 2014)
  • Laura Winter

    IRN LXW00135

    • [FCA CF] Significant management (9 Dec 2019 to 13 Feb 2026)
  • Liane Athill

    IRN LXA00082

    • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2022)
  • Linda Barter

    IRN LXB00194

    • [FCA CF] Significant management (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.