Date authorised
1 April 2013
Companies House
03967717
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor, Hylo
    105 Bunhill Row
    London
    EC1Y 8LZ
    UNITED KINGDOM
    Phone
    +4403330146683
  • Complaints Contact

    900 Pavilion Drive
    Northampton
    Northamptonshire
    NN4 7RG
    UNITED KINGDOM
    Phone
    +4403330146683

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emma Jones

    IRN EXJ00146

    • [FCA CF] Significant management (since 1 Jul 2024)
  • Fiona McSwein

    IRN FXM00086

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
  • Gregory Cheshire Toczydlowski

    IRN GCT01046

    • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
    • CF2 Non Executive Director (8 Aug 2017 to 8 Dec 2019)
  • Hasani Jess

    IRN HXJ00034

    • [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
  • Helen Parkes

    IRN HXP00142

    • SMF16 Compliance Oversight (11 May 2022 to 9 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (11 May 2022 to 9 Aug 2022)
    • SMF4 Chief Risk (11 May 2022 to 9 Aug 2022)
    • [FCA CF] Significant management (1 Sep 2021 to 9 Aug 2022)
  • Ian Dwight Broadwater

    IRN IDB01067

    • CF2 Non Executive Director (22 Jul 2016 to 4 Aug 2017)
  • Ignace Louis Ghislain Van Waesberghe

    IRN ILV01002

    • CF2 Non Executive Director (22 Jul 2016 to 4 Aug 2017)
  • Jack Seddon

    IRN JXS00492

    • [FCA CF] Significant management (1 Jul 2020 to 4 Oct 2021)
  • Jason Stockwood

    IRN JXS02489

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2018)
    • CF3 Chief Executive (12 Jan 2017 to 1 Nov 2018)
    • CF1 Director (4 May 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 May 2010 to 30 Sep 2018)
  • Jeffrey Wayne Greenberg

    IRN JWG01032

    • CF2 Non Executive Director (25 Jul 2016 to 4 Aug 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.