Date authorised
17 May 2013
Companies House
08142321
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Central London Lloyds Avenue
    Lloyds Avenue House
    6 Lloyd's Avenue
    London
    City Of London
    EC3N 3AX
    UNITED KINGDOM
    Phone
    +4407793536043
  • Complaints Contact

    6 Lloyd's Avenue
    London
    EC3N 3AX
    UNITED KINGDOM
    Phone
    +4407793536043

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Simon Mitchell

    IRN ASM01164

    • CF1 Director (AR) (21 Feb 2017 to 16 Oct 2025)
  • Andrew Edward Wilson

    IRN AEW01075

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 May 2013 to 8 Dec 2019)
  • Christopher Felix Boyce Mays

    IRN CXM01754

    • CF2 Non Executive Director (17 May 2013 to 13 Nov 2014)
  • Ian Charles Barker

    IRN ICB01069

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (17 May 2013 to 30 Sep 2018)
    • CF3 Chief Executive (17 May 2013 to 2 Oct 2019)
    • CF1 Director (17 May 2013 to 8 Dec 2019)
  • Lorraine Rosalynne Marchetti

    IRN LRM01031

    • CF1 Director (AR) (1 Aug 2024 to 5 Jun 2025)
  • Paul Robin Goodman

    IRN PRG01070

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Aug 2015 to 8 Dec 2019)
  • Peter Daniel Amison

    IRN PDA01088

    • CF1 Director (AR) (since 24 Jul 2023)
  • Rupert Francis Osborn

    IRN RFO01010

    • CF1 Director (AR) (since 9 Feb 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (4 Aug 2021 to 18 Jan 2023)
    • CF1 Director (12 Nov 2013 to 8 Dec 2019)
    • CF29 Significant management (12 Nov 2013 to 12 Nov 2013)
    • CF3 Chief Executive (12 Nov 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Nov 2013 to 30 Sep 2018)
  • Simon Phelan

    IRN SXP02776

    • CF1 Director (AR) (since 30 Jan 2023)
  • Stewart Edward Juniper

    IRN SEJ01038

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Feb 2017)
    • CF1 Director (17 May 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.