WY Partners Limited

Date authorised
14 September 2018
Companies House
09256701
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th floor
    4-6 York Street
    London
    Westminster
    W1U 6QD
    UNITED KINGDOM
    Phone
    +447855369825
    Web
    https://wypartners.com

  • Complaints Contact

    4th floor
    4-6 York Street
    London
    Westminster
    W1U 6QD
    UNITED KINGDOM
    Phone
    +447855369825

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Charles John Greenfield

    IRN ACG01134

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Sep 2018 to 8 Dec 2019)
  • Elliott Dodds

    IRN EXD00238

    • [FCA CF] Client dealing (since 3 Jan 2022)
  • Mark Maryon-Wilson Sainthill

    IRN MMS01179

    • CF30 Customer (14 Sep 2018 to 8 Dec 2019)
  • William George Ritchie

    IRN WGR01013

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (14 Sep 2018 to 8 Dec 2019)
    • CF1 Director (14 Sep 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (14 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.