Date authorised
1 April 2013
Companies House
04765258
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Landmark House
    556 Leeds Road
    Wakefield
    West Yorkshire
    WF1 2DX
    UNITED KINGDOM
    Phone
    +4401924871111
  • Complaints Contact

    Landmark House
    556 Leeds Road
    Wakefield
    West Yorkshire
    WF1 2DX
    UNITED KINGDOM
    Phone
    +4401924871111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Baines Woodhead

    IRN MBW00001

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Martin Benjamin Woodhead

    IRN MXW00749

    • SMF3 Executive Director (since 24 Aug 2023)
  • Paul McIndoe

    IRN PXM01768

    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2021)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Pauline Hanson

    IRN PXH01513

    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • Ronald Vincent Pilkington

    IRN RVP01014

    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Sharon Marie Fitzpatrick

    IRN SMK01060

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.