WTJ INSURANCE BROKERS LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Geoffrey Allan Bates
IRN GAB00027
- CF1 Director (14 Jan 2005 to 30 Nov 2006)
Joseph Bell
IRN JXB00511
- SMF3 Executive Director (since 25 May 2021)
Mark Baines Woodhead
IRN MBW00001
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (22 Jul 2015 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 18 Dec 2014)
Pauline Hanson
IRN PXH01513
- CF28 Systems and controls (1 Nov 2007 to 31 Aug 2013)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
Ronald Vincent Pilkington
IRN RVP01014
- CF28 Systems and controls (1 Nov 2007 to 31 Aug 2013)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
Sharon Marie Fitzpatrick
IRN SMK01060
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

RDHL Limited (no longer appointed)
FRN 697880 · Appointed 21 May 2015 · Until 13 Oct 2025
Williams Claims Services Ltd (no longer appointed)
FRN 599149 · Appointed 30 Sep 2014 · Until 13 Oct 2025
Commercial Property Claims Ltd (no longer appointed)
FRN 582713 · Appointed 13 Jun 2012 · Until 12 Dec 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.